Over the last 3 years, I have worked on Fixed Income securities like Bonds,Notes,Debenture and Syndicated Loans as well as equities.My work covers complete analysis of Credit agreements and Indenture.( Includes Loan amount, Loan type, Interest Rates
Over the last 3 years, I have worked on Fixed Income securities like Bonds,Notes,Debenture and Syndicated Loans as well as equities.My work covers complete analysis of Credit agreements and Indenture.( Includes Loan amount, Loan type, Interest Rates, Indexes, Covenants (Negative, Afirmative, Financial which includes ratios), Prepayments, Events Of Default, Loan parties..etc all terms and conditions of a Credit agreement).Now I am working on 'Private Investment in Public Equity' Deals(includes ATM,Shelf-Sale or RD,Common Stock-Reset,Structure Equity Line Offering)and SEC Filings like Registration Statement(S-1/S-3),424B,6-K,8-K,10-Q,10-K etc).
IB-Finance (Wealth Management Operation/Corporate Action):
> End to end processing of events related to Income Processing, Mandatory, Mandatory with Options, Redemption, Proxy and Voluntary events to process the event through the entire event life cycle.
> Cleansing & Scrubbing, Pre-Processing, Instruction Handling (if applicable), Payment Processing, Claims Mgmt., Post Payment Reconciliation and responding to inquiries
> Income Processing: Cash Dividend, Bond Interest, ROC, ROP, Dividend Reinvestment etc.
> Mandatory: Reverse Stock Split, Stock Split, Name Changes, Exchanges, Mergers, Bankruptcy/Liquidation etc.
> Mandatory with Options: Merger with elections, Optional Dividend etc.
Redemption: Partial Call, Full Call, Maturities etc.
> Proxy: AGM, GM notices etc.
Investigate and resolve breaks in general ledger and suspense accounts and process currency conversion requests, collation and submission of options/instructions to depot, custodians etc. and its risk aspects.
I am looking for an opportunity which can suits my skills and experience.